Financial and Regulatory System Processing

Our staffs’ experience with financial regulatory information processing, and the technologies that makes this possible, is as deep as it gets.

For over a decade, key members of our staff have been intimately involved in financial regulation and in the technologies required to implement the systems to support financial regulation. We can address the essential ingredients of a complete regulatory program:

  • Understanding of financial instruments, market structure, regulatory processes and the data required for regulation;
  • Years of experience with high performance computing necessary to handle the volumes seen in market data;
  • Data analyses, reporting and pattern development for rule violation and fraud detection;
  • Data ingestion, case management and workflow systems in support of regulatory business processes;
  • Legal and enforcement support and fine/fee processing; and
  • Text information processing, from document management and workflow to mining and retrieval.

We draw on years of experience building, rebuilding, and operating systems at financial regulatory authorities.

Our Financial and Regulatory System Processing practice provides the following services: Strategic planning; Systems analysis and development; Data analysis and fraud detection; and Business process optimization.